Texas Administrative Code


TITLE 7BANKING AND SECURITIES
PART 7STATE SECURITIES BOARD

Chapters

CHAPTER 101 GENERAL ADMINISTRATION
CHAPTER 103 RULEMAKING PROCEDURE
CHAPTER 104 PROCEDURE FOR REVIEW OF APPLICATIONS
CHAPTER 105 RULES OF PRACTICE IN CONTESTED CASES
CHAPTER 106 GUIDELINES FOR THE ASSESSMENT OF ADMINISTRATIVE FINES
CHAPTER 107 TERMINOLOGY
CHAPTER 109 TRANSACTIONS EXEMPT FROM REGISTRATION
CHAPTER 111 SECURITIES EXEMPT FROM REGISTRATION
CHAPTER 113 REGISTRATION OF SECURITIES
CHAPTER 114 FEDERAL COVERED SECURITIES
CHAPTER 115 SECURITIES DEALERS AND AGENTS
CHAPTER 116 INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES
CHAPTER 123 ADMINISTRATIVE GUIDELINES FOR REGISTRATION OF OPEN-END INVESTMENT COMPANIES
CHAPTER 125 MINIMUM DISCLOSURES IN CHURCH AND NONPROFIT INSTITUTION BOND ISSUES
CHAPTER 127 MISCELLANEOUS
CHAPTER 131 GUIDELINES FOR CONFIDENTIALITY OF INFORMATION
CHAPTER 133 FORMS
CHAPTER 135 INDUSTRIAL DEVELOPMENT CORPORATIONS AND AUTHORITIES
CHAPTER 137 ADMINISTRATIVE GUIDELINES FOR REGULATION OF OFFERS
CHAPTER 139 EXEMPTIONS BY RULE OR ORDER


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